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Note From the Director

Making the Case for Regional Transportation Operations Collaboration and Coordination

The Practice of Regional Transportation Operations Collaboration and Coordination

Regional Transportation Operations Collaboration and Coordination and the Regional ITS Architecture Development Process

A Self-Assessment—Where Are You in Regional Collaboration and Coordination?

Applications of Regional Operations Collaboration and Coordination Planning for Transportation Operations

Making the Case for Regional Transportation Operations Collaboration and Coordination

Consider the Possibilities for Safe, Reliable, and Secure Transportation . . .

During incidents and emergencies, transportation system operators and public safety officials improve response times and decision-making by effectively coordinating and communicating with each other.

During a major highway reconstruction project, public transit services and traffic operations successfully work together to manage demand.

Under the spotlight of special events, public transit ser-vices, traffic operations, and public safety services move goods and people and minimize negative effects on the community by coordinating transportation operations and travel demand management.

Freeway ramp meters work together with arterial signal systems to balance demand throughout the regional network.

Traffic signals coordinated across multiple jurisdictions manage mobility and demand to meet community needs.

Road users hear reliable, timely, and relevant news about weather conditions and traffic situations thanks to a regional traveler information service that seamlessly delivers information across jurisdictions, agencies, and modes.

Customers move easily between travel modes and across jurisdictions because of a multijurisdictional and multi-agency electronic payment service strategy for transit, parking, and tolls.

Hazardous materials moving through an urban area are electronically identified, monitored, tracked, and coordinated by regional traffic management and public safety agencies to ensure safe, secure, and efficient intermodal movement.

Real-time information about regional transportation system conditions and performance shared across agencies and jurisdictions enables better management of resources.

Regionally accepted system performance standards and performance measures drive transportation resource investment decisions.



What Can Make This Happen?

These outcomes can be made possible when agency department heads or managers, responsible for day-to-day operations, work together to solve operational problems, improve system performance, and communicate successfully with one another through deliberate collaboration and coordination. Regional operations collaboration and coordination builds key relationships among the agencies and jurisdictions responsible for delivering transportation and public safety services in a metropolitan region, including traffic operations engineers and managers, transit operations managers, police officials, fire officials, emergency medical services (EMS) officials, emergency managers, and port authority managers, as well as private sector representatives such as port and gateway operators and traffic reporting media. These relationships lay the foundation for effective regional transportation systems and services that cooperate in all situations, under a range of conditions, and with other related systems, for the good of the ultimate customers—those who depend upon the regional transportation system.

Serving the public well and planning for performance excellence at the level of a regionwide system requires more than just the installation of equipment and completion of projects. This primer provides a reasonable framework to link the actions of the many transportation operators and service providers in a metropolitan region.


About This Document

This primer was written for transportation professionals and public safety officials from cities, counties, and States who are responsible for day-to-day management and operations within a metropolitan region. It is intended to help agencies and organizations, and the operations people within them, understand the importance of regional collaboration and coordination, how it happens, and how to get started. This document may also be of interest to agencies such as metropolitan planning organizations (MPOs) already involved in regional collaborative efforts by helping them build on previous success.

Domestic Security.

The events of September 11, 2001, focused national attention on the need to respond to attacks on our homeland, both real and threatened, especially in densely populated urban areas. The extraordinary response to this crisis shown by regional transportation and public safety agencies proved key in saving lives and evacuating those in imminent danger. This sobering experience reminds us of the importance of regional planning for operations in planning responses to such events. Since September 11, many metropolitan areas have developed or refined homeland security initiatives that respond to a variety of threats, including nuclear, biological, and chemical, and that address first response, command and control, communications, emergency evacuation, consequence management, and continuity of operations.

Example: In the aftermath of September 11, New York City’s transportation system continued to function well due to coordination among not only the city’s agencies, but also those of the region around it. An intricate system of communication among more than 400 agencies in the region ensured, for example, that road, bridge, and tunnel closures were coordinated and drivers remained informed, ultimately maintaining the flow of roadway traffic throughout the region.

Following this brief overview of the meaning and importance of regional collaboration and cooperation are four main sections as follows:
  • The Practice of Regional Transportation Operations Collaboration and Coordination. This section provides a framework and associated steps for successfully moving from theory to practice. The framework consists of five elements—structure, process, products, resources, and performance—that, when taken together, help a region begin and/or evolve toward continuous collaboration and coordination regionwide.

  • Transportation Operations Regional Collaboration and Coordination and the ITS Architecture Development Process. The process of developing a regional ITS architecture can be the impetus for new or more effective collaboration and coordination. In the same way, regional operations collaboration and coordination can provide a platform for initiating ITS architecture development in a region that has not begun the process. This section describes the synergistic interplay of these two processes in improving regional operations.

  • A Self-Assessment—Where Are You in Regional Collaboration and Coordination? Agencies can use this self-assessment tool to determine if they are starting from the beginning or building upon existing efforts to create and sustain effective collaboration and coordination within their regions.

  • Applications of Regional Transportation Operations Collaboration and Coordination. This section presents examples of how some regions are already benefiting from greater collaboration and better coordination. The examples show the positive effects of this regional teamwork on transportation system performance.

What Does Collaboration Mean to Transportation Operations?

Strategic Thinking—The Key to Regional Transportation Operations Collaboration and Coordination

Collaboration on regional operations policies and projects by operators and service providers in metropolitan regions is essential for the following reasons:
  1. Collaboration enables regional strategic development of projects and policies that have regional effects on users, including activities such as incident management, advanced traveler information services, public safety/EMS/security, special events, electronic payment services, and performance measures.
  2. Collaboration among operators and service providers helps answer questions like:
    • How should our transportation system operate over the next 5 years to ensure its safety, reliability, and security?

    • How should the elements of our transportation system integrate and evolve over time?

    • What stakeholders should be at the table sharing information and making operations decisions?

    • Who is accountable for improved system performance and what measures should be used for determining that improvement?
System operators within a metropolitan region are most likely to achieve measurable improvement in the safety, efficiency, and quality of service that customers experience in their day-to-day use of a regional transportation system when they work together to develop strategies and tactics. The successful conception, development, implementation, and execution of these regional strategies and tactics may be used to achieve a new level of interjurisdictional/interagency functionality in the transportation system. Collaboration should go beyond solving a problem. Its purpose should be that of combining the knowledge, expertise, and information of many agencies across jurisdictions to produce and operate an efficient regional transportation system.

Building on existing ad hoc relationships, agencies and jurisdictions within the region can use a common framework for setting expectations, managing resources, sustaining relationships, and establishing responsibilities. The action steps provided by this framework will be used in developing the structures, processes, products, resource plans, and performance measures necessary in a regional approach to collaboration, strategic thinking, and information sharing. The combination of knowledge, expertise, and information that results when agencies successfully collaborate offers the following advantages:
  • Well-developed relationships among key agencies and jurisdictions,

  • A shared vision among operators and public safety providers for regional transportation system performance,

  • A regional concept of operations,

  • Information sharing on a regular basis, and

  • Integration of regional systems and organizational processes.
Regional operations collaboration and coordination within a metropolitan region helps to:
  • Shape, develop, manage, and evolve policies, programs, procedures, protocols, and projects

  • Enable the elements of the transportation system to work better and together for all customers across modes, functions, and jurisdictions
Strategic policies, programs, procedures, protocols, and projects of regionwide scope and benefit, such as traffic incident management programs or emergency response/management plans, usually depend on integration and/or interoperability for optimum performance. They therefore require regional collaboration and coordination. By concentrating on issues that cross agency and jurisdictional boundaries, disparate operators and service providers work together to improve the services they provide. Whether the task is as broad as homeland security or as specific as electronic payment services, the approach will prove integral to defining visions and goals for ongoing, strategic regional transportation operations.

Regional collaboration takes into account the activities of a diverse array of non-transportation entities (e.g., public safety officials, major employers, chambers of commerce, convention and visitors’ bureaus, port authorities, and special interest groups) that routinely affect or depend upon transportation. Whether it is an emergency management plan or next year’s Mardi Gras that system operators face, collaboration and coordination encourages a regional perspective regarding transportation system performance rather than focusing on narrower issues involving single components of the system or a limited set of stakeholders.

By collaborating to define a regional strategy and performance standards and the evolution of the system, operating agencies can better develop a seamless transportation system. Potential benefits of a regional operating strategy include a single form of payment for transit that crosses many jurisdictions; regional traffic information provided to travelers in a uniform format; reduced delay of traffic around construction projects; and coordinated highway incident response and related traffic management.

Regional operations collaboration and coordination is an ongoing, iterative effort. Collaboration often initially occurs due to a specific need or problem of regional significance such as special event planning, major reconstruction, a natural disaster, or a hazardous material incident. Having addressed the problem, regions may recognize the value of regional collaboration for improving performance (better working relationships and procedures, improved communications, reduced delays). With the application of new technology and better information-sharing procedures, collaboration and coordination can lead to an integrated regional transportation system where agencies routinely work together to make the region’s transportation system work better for all customers—travelers, employers, businesses, commuters, public safety agencies and many others. Figure 1 shows this progression from problem solving to performance improvement, leading eventually to a focus on regional transportation system integration.
Figure 1.  Click image for text description.
Figure 1. Regional collaboration and cooperation evolves from a focus on problem solving to a focus on integrated transportation systems.

For example, following Hurricane Floyd, the North Carolina Department of Transportation (NCDOT), working with other regional transportation and public safety organizations, developed plans for providing timely information to travelers during emergency evacuations by using variable message signs, highway advisory radio, and other real-time communication media. Seeing the value of this traveler information system, NCDOT expanded this regionwide effort to use the same systems to notify travelers about planned or ongoing reconstruction activities on several bridges that link the barrier islands of North Carolina’s Outer Banks. The collaboration that began with an emergency evacuation not only resulted in improved performance of the emergency evacuation procedures, but also provided a forum and a precedent for expanding this regional teamwork to include operations during reconstruction projects.


Regional Transportation Operations Collaboration and Coordination
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